report for each type of securities shall be filed separately). Name of person(s)/juristic person(s) Type(s) of securities Number of Units 2 Voting rights 3 Percentage 4 Prior to commencement or termination

Number of Units 2 Voting rights 3 Percentage 4 Prior to commencement or termination of relationship as: ( ) concert party ( ) juristic person under Section 258 I. Reporting person II. Concert party of I

rights3 Percentage4 Prior to commencement or termination of relationship as: ( ) concert party ( ) juristic person under Section 258 I. Reporting person II. Concert party of I (please specify the name(s)) 1

required, then a report for each type of securities shall be filed separately). Name of person(s)/juristic person(s) Type(s) of securities Number of Units 2 Voting rights3 Percentage4 Prior to commencement

separately). Name of person(s)/juristic person(s) Type(s) of securities Number of Units 2 Voting rights3 Percentage4 Prior to commencement or termination of relationship as: ( ) concert party ( ) juristic

required, then a report for each type of securities shall be filed separately). Name of person(s)/juristic person(s) Type(s) of securities Number of Units 2 Voting rights3 Percentage4 Prior to commencement

there appear to be additional fact and the Office notify of such necessity to the securities company prior to the period of thirty days, the Office may extend the period for consideration as needed. When

through an agent who is not able to reach a satisfactory solution of the customer; (3) record the complaint in (1) from the customer in writing with the customer’s signature for certification prior to the

is not able to reach a satisfactory solution of the customer; (3) record the complaint in (1) from the customer in writing with the customer’s signature for certification prior to the securities

is not able to reach a satisfactory solution of the customer; (3) record the complaint in (1) from the customer in writing with the customer’s signature for certification prior to the securities