). Prior to this appointment, she was Director of the Enterprise Risk Management Department, the Strategy and Planning Department, the Bond Department, the Portfolio Advice and Provident Fund Supervision
the payment of invoices to an incorrect account. The loss in the email compromise affected significantly the company and the overall shareholders.SEC is of the opinion that the supervision and
was director of the Portfolio Advice and Provident Fund Supervision Department and later the Finance and General Administration Department. _______________________
investment between both capital markets. Both parties also discussed and exchanged regulatory views on the developments and challenges related to supervision of innovative finance and digital assets in
/pb_ar_2004.pdf Annual Report 2003 Other Related Entities in order to Ensure Confidence of the Investing Public ● Supervision of Market Intermediaries - Securities Companies - Asset Management Companies
matters under its supervision in accordance with the governing laws . Conducts liable to the supervision include duty performance of market participants such as securities issuers,approved securities
Sort by: Relevance Date (Newest) Date (Oldest) SEC public hearing on proposed revision to supervision of digital asset custodial wallet providers Pursuant to the Ministerial Notification concerning
(Newest) Date (Oldest) SEC public hearing on proposed revision to supervision of digital asset custodial wallet providers Pursuant to the Ministerial Notification concerning Approval for Undertaking of
the supervision (positively listed). 2. The amendments to the regulatory principles for the issuance and offering of digital assets in the primary market. Under the proposed principles related to the
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