TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...
the extent that they are neither inconsistent with nor contrary to the provisions of this Notification until Notifications [of the SEC Office], orders and circular letters issued in virtue of this
applicable before this Notification comes into force, shall remain in full force to the extent that they are neither inconsistent with nor contrary to the provisions of this Notification until Notifications
Enclosure 1 Page 8 stated in the contract, the Company can prosecute to the extent of the law. Additionally, in the case that SUTG has not repaid full amount of loan and partially repaid, the impact from
does not repay the loan as Enclosure 1 Page 8 stated in the contract, the Company can prosecute to the extent of the law. Additionally, in the case that SUTG has not repaid full amount of loan and
/ Director / Member of the Risk Management Committee / Secretary to the Board Senior Executive Vice President None 13) Nature and Extent of Interests of Connected Persons Thai Oil is a major shareholder of the
rating, and the extent to which the CRA verifies information provided to it by the rated entity, obligor, or originator, or the underwriter or arranger of the rated obligation. For example, if the credit
significant financial instrument may have on the financial position and performance. The disclosure also includes the nature and extent of risks arising from the financial instruments and how such risks are