auditor and found audit deficiencies related to the issuance of B/E. The deficiencies resulted in {A}’s failure to detect the incomplete record of the B/E in the annual financial statements.The SEC has
in case of failure to rectify. The proposed rules will provide more up-to-date and practical framework and aim at mitigating undesirable impacts on securities firms? clients and counterparties as well
instruction or the failure to give instruction which is a duty required to be performed. This case is in the process of inquiry by the inquiry official SEC Act S.300 in conjunction with 33 Criminal Complaint
Mr. Narin Usanawarong Mr. Narin Usanawarong, as the director responsible for the operation of SS National Logistic Company Limited (SSNL) shall be liable for SSNL’s failure to disclose the
Mr. Wichai Thavornwattanayong Mr. Wichai Thavornwattanayong, the Ex-Chairman responsible for the operation of Inter Far East Energy Corporation Company Limited (“IFEC”), was liable for IFEC’s failure
failure to prepare and submit the defaults in Bill of Exchange, incident which affects or is likely to affect the rights and interests of securities holders or the decision-making on investment or the
newly issued securities in the category of debentures without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instructions or the failure to
failure to give instructions which is a duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 2/2022 Settlement Committee Order No. 46/2022 Dated 28/02/2022
or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 5/2022 Settlement Committee Order No. 71/2022