determined by the Civil Penalty Committee as follows :     - a civil monetary penalty of 81,989,987.87 Baht SEC Act (before the fifth amendment) Section 243 (1) in conjunction

determined by the Civil Penalty Committee as follows :     - a civil monetary penalty of 81,989,987.87 Baht The SEC has banned Mr. Sittichai from holding the position of

;   - a civil monetary penalty of 1,593,256.00 Baht currently under the process of legal executionThe SEC has banned Mr. Thanawat from holding the position of director or

; - a compensation of the benefit received from committing the offense in an amount of 1,620,598.50 Baht     - a civil monetary penalty of 6,004,275.58 Baht 

account. 05/04/2021 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil monetary penalty of 23,295,000.00 Baht

the offense in an amount of 3,504,418.00 Baht     - a civil monetary penalty of 4,380,522.50 Baht     - a suspension of securities and

offense in an amount of 30,880.00 Baht     - a civil monetary penalty of 500,000.00 Baht     - a suspension of securities and derivatives trading

benefit received from committing the offense in an amount of 131,227.00 Baht     - a civil monetary penalty of 2,000,000.00 Baht     - a suspension

SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please contact: SECURITIES AND EXCHANGE COMMISSION, THAILAND 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok, Thailand 10900 Tel. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai...

financial sector, jointly developed by the International Monetary Fund (IMF) and the World Bank. The program aims to examine the stability and soundness of the financial sector, as well as its potential