its mission, therefore formulated its direction in 2003 by highlighting the two major measures as follows: MISSION AND GOALS (Key Achievements in 2003) SCE_Eng_p.1-16 10/29/04, 1:06 AM15 16 1. Measure
mechanism for supervising relevant service providers has also been established to create trustworthiness and increased security. 4 Rules and Regulations Key Points 5. Securities and Exchange Act (No. 6) B.E
or a controlling person of the applicant under Section 17 shall have the qualifications and shall not have characteristics indicating the lack of appropriateness in respect of trustworthiness in
clients’ management, especially in terms of their trustworthiness; Insufficient documentation of detailed responses to the engagement risk assessments before accepting new clients; and Issuance of
Section 17 shall have the qualifications and shall not have characteristics indicating the lack of appropriateness in respect of trustworthiness in managing business whose offering of digital tokens is made
increase in demand from the IMO measure. The company also expanded its operations to execute trades in a new group of countries. Furthermore, the company saw increase in revenue from logistic service
. The SEC believes that this solution should only be used when it is absolutely necessary, and even then, it should serve only as a short-term measure to the problem. If used as a permanent solution, this
measure deployed by the firm to decrease or limit the threat from fee dependency which might impair the independence of the audit firm. - Set out the policies and notify the department in charge of the
(approximate) Spending Duration (approximate) Details/Spending Progress/ Reason(s) and Measure(s) in Case of Failure to Comply with the Spending Objectives 1. To acquire assets or invest in a business related to
securities2. Spending Objectives Amount of Spent Money (approximate) Spending Duration (approximate) Details/Spending Progress/ Reason(s) and Measure(s) in Case of Failure to Comply with the Spending Objectives