this Notification: (1) “ fund ” means an infrastructure fund; (2) “ management company ” means a securities company holding a license to manage mutual funds; (3) “ infrastructure asset ” means: (a) the
consultant under a signatory member of the Memorandum of Understanding on the ACMF Pass under ASEAN Capital Market Professional Mobility Framework: (a) shares listed on an ASEAN stock exchange; (b) investment
any of the following capital market products without solicitation for investment, who performs duties as an investment consultant under a signatory member of the Memorandum of Understanding on the ACMF
views and of the ongoing development in the understanding of environmental issues and consequences, while liaising when needed with other parties that provide complementary definitions, standards and
Projects in recognition of the diversity of current views and of the ongoing development in understanding of social issues and consequences. The SBP are collaborative and consultative in nature based on the
clearing and settlement related to or because of a client’s derivatives trading. The benefits, the controlling power or the financial support under Paragraph 1 may arise from an agreement, an understanding
that the Board has sufficient capabilities and competencies to oversee, assess and manage climate change-related risks and opportunities and climate action plans. Ensure that all staff, including the
______________ SECTION 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the management of the private fund, using knowledge
” means any juristic person which is entrusted by mutual fund management company to manage or to procure the benefit from property which the mutual fund purchase or rent; “Selling and redemption supporter
person” means any juristic person which is entrusted by mutual fund management company to manage or to procure the benefit from property which the mutual fund purchase or rent; “Selling and redemption