been granted a license under this Ministerial Regulation shall comply with criteria, conditions and procedure specified by the SEC and shall maintain the formation and proportion of shareholding as
maintain its qualifications as specified in this Ministerial Regulation throughout the license period shall undertake business operation in accordance with criteria, conditions and procedures as specified in
procedures for proof of guilt committed by a group of persons which is usually the case with market manipulation; 1.4 Supervision of exchange-based trading to maintain continuity and reliability of the
audits and financial reports are crucial to maintain trust and confidence in our capital markets. The AARG strongly believes that this initiative will help to achieve this objective and contribute to
direction, MACO will only build, procure, install and maintain advertising media on the condition that PLANB will guarantee MACO a minimum return.** The three transactions above are interrelated
disruption, capital market regulators in ASEAN including the SEC further emphasize the need to promote and support ASEAN listed companies to enhance and maintain the quality of their corporate governance
maintain net capital in compliance with the governing law and its inappropriate and insufficient management structure and personnel, Zipmex may be liable to offenses related to client assets, which may
operations of all types are being suspended, as ordered by the SEC on 24 November 2023, as a result of its failure to maintain net fund as required by law. Furthermore, during this suspension order, Zipmex
/uploads/2022/09/Asia-Engagement-Guide-2022-JP.pdf Corporate engagement in practice: investor feedback and quotes 6 Ensuring effectiveness: maintain an open dialogue • Engagements can be more fruitful when a
SEC and shall maintain the formation and proportion of shareholding as approved not less than five years from the date of obtaining securities business license unless the SEC gives a waiver thereof