investment or have had enough money for long term. Therefore, SEC has gone ahead with the main strategic plan this year, promoting qualified wealth advisors easily accessible by people to use fintech as the

At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business

Facebook page ?บริษัท โอ้กะจู๋ Investment CoLtd? impersonates ?Pluk Phak Praw Rak Mae Plc.? : Unlicensed securities and derivatives business (Disclosure Date : 11/12/2024)

Line อ้างชื่อ The Best Investment V8. และ เอ็กซ์ตรีม โกลบอล เทรดดิ้ง (XGT) : Unlicensed securities and derivatives business (Disclosure Date : 12/12/2024)

demonstrating inappropriateness for acting as capital market business personnel.  Investors are strongly advised not to give passbooks and signed withdrawal slips to investment consultants to facilitate execution

accounting students, Faculty of Business Administration and Information Technology, the Rajamangala University of Technology Suvarnabhumi (RUS), with approximately 100 participants. This lecture was part of

market business personnel under the provisions of the Notification of the Capital Market Supervisory Board*. The SEC therefore revoked the approval of Saowarat as an investment consultant for complex

Bangkok, January 14, 2005 ? The Securities and Exchange Commission (SEC) has announced the resolutions of the board meeting on January 14, 2005 concerning offshore investment for mutual funds and

Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. Reported by

had affixed signature on subscription orders, redemption orders and switch orders of investment units, in his position as investment consultant, without meeting with or giving advice to a client in