BOT's measures. The BOT has issued a measure to provide a six- month loan payment holiday for all SMEs with a credit line not exceeding Baht 100 million, aiming to provide them with much-needed liquidity

of real estate in the nature of sublease, the REIT manager has to [i] provide measure for preventing risks or [ii] be entitled to claim a remedy for damage, which may occur as a result of breach of

instrument shall state a supervision measure on the issuing company to ensure that its investment complies with (1) and (2) as if any such investment is made directly by the trust. Clause 11 The stipulation

investors and there is a reasonable ground not to disclose details of such information in the registration statement, or any other measure has already been implemented sufficiently in lieu of such disclosure

20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...

(UNOFFICIAL TRANSLATION) Codified up to No. 10 As of 28 February 2020 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 3/2558 Re: Provisions relating to Offer for Sale of Shares Issued by Foreign Company Whose Shares Are Not Traded on Foreign Exchange _______________ By virtue of Sections 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as...

INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...

Index plummeted 108.41 points in a single day. The BOT later relaxed its measure by granting an exemption to equity investments in the stock exchange. However, the SET Index did not fully recover. At the

has processes in place to measure and control risks within the established limits, under the supervision and control of the Enterprise Risk Management Division.  Market Risk in Banking Book Activities

underwriting and non- 15 directional trading business, which we undertake only for serving customer needs. KBank has processes in place to measure and control risks within the established limits, under the