the same manner as the first four highest ranking executives next to the chief executive? A: Yes. Like company executives, the name and personal information on the company secretary must be disclosed
diversity of perspectives to generate effective challenge, discussion and objective decision-making. 3.2 Diversity The board should disclose the company’s policy on diversity which should include measurable
) • Portfolio bonds • Asset-backed securities • Sovereign (programmatic) bonds. Criteria are available for wind and solar assets. Other key investment areas soon to be released include energy effciency in
include therein excessive transactions (churning) in the following manners: (1) refrain from soliciting or encouraging clients to enter into transactions more often than necessary; (2) refrain from entering
the offer for sale of warrants shall also include the exemption from filing of the registration statement and the draft prospectus for shares or other securities issued for the exercise of the warrants
, while indicative, captures the most commonly used types of projects supported, or expected to be supported, by the Social Bond market. Social Projects include assets, investment and other related and
prescribing a policy for prevention and management of conflicts of interest in accordance with Clause 17 of the Notification on Standard Conduct of Business , an intermediary shall include therein excessive
. Investee’s emissions include its Scope 1 and 2 emissions, which should be calculated according to the GHG Protocol. Investment emissions (category 15) include the operation of investments in the reporting year
the ethical requirements element? Note: The definitions of 'staff' or 'personnel' in this questionnaire shall include all relevant staff of the audit firm, such as the firm's employees, network provider
of an authorised person of CIS Operator Please print this checklist and include it in the package of this form Page 2 of 5 Form 69 – CIS full Registration Statement for an offer for sale of units of