for approval to engage in the futures trading business in the category of futures trader, futures broker, futures trading advisor, futures pool business operator, futures trading manager or futures
operator, futures trading manager or futures supporting agent pursuant to the law governing agricultural futures trading shall submit their application for approval to the Office of the Securities and
the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive of Derivatives Business Operator B.E. 2553 (2010) 01/02/2010 01/02
(Notification of Securities and Exchange Commission) Form 104-1/OrPor 24-1 Application for an Approval of Appointment of Person as an Executive of the Securities Company or the Derivatives Business Operator (Form
Securities Company or the Derivatives Business Operator (Form as of 1 July 2006) 19. Report/Form (Notification of Securities and Exchange Commission) Form 90-23 Application for a License to Undertake
business operations in securities and derivatives; (3) Revising the client asset custody rules: Granting an exemption for a transfer of client assets by allowing a business operator to proceed without
business operator having NC below the minimum requirements.Now, SEC has drafted related regulations by taking into account the concerns and suggestions raised by the private sector during the public
, there is one licensed derivatives exchange operator, namely Thailand Futures Exchange Public Company Limited (“TFEX”), which has operated since 2006. SEC has begun collecting fee from TFEX since 2011
คืบหน้าของโครงการในเรื่องต่าง ๆ เช่น การได้รับอนุมัติสนับสนุนโครงการจากกองทุนส่งเสริมการพัฒนาตลาดทุน (CMDF) การสรรหาผู้พัฒนาและบริหารจัดการโครงการ (main operator) ความคืบหน้าในการพัฒนาระบบ เป็นต้น รวม