Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under Section 289. On October 3, 2018, the Bangkok South Criminal Court ruled against him for violating Sections 90 and 289 of the SEC Act
and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under Section 289. On October 3, 2018, the Bangkok South Criminal Court ruled against him for violating Sections 90 and 289 of the
Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under Section 289. On October 3, 2018, the Bangkok South Criminal Court ruled against him for violating Sections 90 and 289 of
shares to the public when the registration statement and the draft prospectus haven’t been filed with the SEC Office which is in violation of Section 300 and Section 276 of the Securities and Exchange Act
with other alleged offenders in operating securities businesses of investment advisory without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90
advertising, soliciting and using website http://www.qb-corp.com without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions
(1992) Section 90 and subject to sanctions under Section 289. The public prosecutor issued a prosecution order against the accused. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated
person jointly operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289