}, GSTEL executive and (4) {D}, GJS director and executive. The SEC found that in early 2008, GSTEL and GJS, its subsidiary, made advance purchase orders of a large amount of steel from overseas suppliers at
Phillip Securities (THAILAND) and the SEC?s further investigation, it was revealed that Pornthip had used blank trading orders authorized in advance with the signatures of five clients to execute unit sale
must make a prior agreement with the clients the asset allocation or the investment planning services and parameters set in advance which are based on house view. In addition, the intermediaries must
must be within the scope agreed by the clients in advance, in order to expand the service scope of the business operators and meet the investors’ requirements in a more comprehensive and convenient
begun, {A} could not execute the ATO order in time and decided to execute the order at the market price (MP) instead without notifying the client in advance. As a result, the client received less
} proposed his clients the portfolio investment in advance and the clients accepted all transactions proposed. In addition, the recorded conversation showed that {A} specified securities, prices and amount to
Capital Association, respectively, to display online exhibition booths with SEC. The first company, Advance Web Service Public Company Limited operates in E-Commerce and IT Solution business and is in the
client’s account by using the passbook and withdrawal slips signed in advance by the client and kept by Somchai, at an amount higher than the ordered amount. He then used the excessive amount for his own
attend meetings on relevant topics. Any board member having conflicts of interest in any agenda item is required to declare such conflict in advance and prohibited from participating in the consideration
Annual General Meeting of Shareholders 2018 and Procedure for posting advance question prior to the shareholders’ meeting. The company has the Annual General of Shareholders’ Meeting for the year 2017 held