(ACMF) comprises capital market regulators from ASEAN countries whose primary task is to promote greater integration and connectivity of regional capital markets. In line with the growing importance of

practicable to employees of the securities company, including those entrusted by the company. Also, the procedures shall accommodate non face-to-face contact with the clients and the use of new or developing

, including those entrusted by the company. Also, the procedures shall accommodate non face-to-face contact with the clients and the use of new or developing information technologies in securities business

to employees of the securities company, including those entrusted by the company. Also, the procedures shall accommodate non face-to-face contact with the clients and the use of new or developing

be a job description explaining duties and responsibilities of each unit and position. 3. There should be a clear segregation between the unit with investment management function and the unit with back

be a job description explaining duties and responsibilities of each unit and position. 3. There should be a clear segregation between the unit with investment management function and the unit with back

07 Contents Executive Summary The capital market is a fundamental component in driving Thailand’s economy toward secure and sustainable growth. Supporting and developing the Thai capital market with

เติมหลักฐานเชิงประจักษ์ในประเด็นความสม่าเสมอของผลการ ดาเนินงานของกองทุนรวมตราสารทุนในกลุ่มตลาดเกิดใหม่ (Emerging market) ว่า มีความคล้ายคลึงหรือแตกต่างจากหลักฐานเชิงประจักษ์ของกองทุนรวมตราสารทุน ในกลุ่ม

Green Bond Guidelines5 and India’s Disclosure & Listing Requirements for Green Bonds,6 [European Union Green Bond Standard] [Chinese requirements] [Nigeria, Kenya, Brazil, Mexico] • Clear mandatory

website. 2.2 Risk factors on business operation 2.2.1 Operational risk associated with the Company or the group of companies, both current risks and emerging risks in the next 3-5 years. Identify and