providing the SEC Fund Check tool, which was developed by the SEC, to enable the public to compare and choose suitable funds for their investments;          (3) Service providers: Providing information on

price risk measurement tool, on the cover of the registration statement and prospectus.In addition, the draft amendment would allow foreign shares and foreign index to be an additional underlying for DW

protection mandate, education is an SEC’s crucial tool. “This seminar on class action legal proceedings will enhance knowledge of investors and interested parties about steps and procedures of the lawsuit

industry growth. Over the years, the SEC and the TDO have collaborated to promote the use of digital assets as a fundraising tool, ensure appropriate investor protection, and develop guidelines for

an emphasis on key warnings, and (2) requiring a test of investors’ knowledge before first-time investment to assess investors’ investment suitability, which can be used as a tool for the seller to

/reverse repo transaction as a tool for managing liquidity and generate benefits from the securities in possession. In this regard, however, securities companies have to put in place efficient control and

an investment management business. The amendments aim to prevent the use of the initial public offering channel as a regulatory arbitrage tool. The public hearing on this matter was completed in May

, cybersecurity risk, risk on personal data leakage, and exploitation as a money laundering tool.   The SEC Board has therefore considered exercising authority within the scope of relevant laws to prohibit digital

/Documents/strategicplan/strategic-plan-performance66.pdf strategy-2566.pdf ตลาดทุน - พัฒนา Digital asset off-site monitoring tool ต่อยอดจากปี 2565 โดยเพิ่มเติม ด้วยแบบประเมินตนเอง (Self-Assessment

asset off-site monitoring tool ต่อยอดจากปี 2565 โดยเพิ่มเติม ด้วยแบบประเมินตนเอง (Self-Assessment Questionnaire: SAQ) ในด้านการกำกับดูแลกิจการที่ดีของกรรมการ บริษัท (Board https://www.sec.or.th/TH