specified in the notification resulted from the instruction or the failure to give instruction which is a duty required to be performed. The Settlement Committee imposed a fine according to 34/2566 on 27
notification resulted from the instruction or the failure to give instruction which is a duty required to be performed. The Settlement Committee imposed a fine according to 34/2566 on 27 March 2023. SEC Act S
2013 to the SEC Office and the SET on March 3, 2014. CGD failed to rotate an auditor, in the occurrence that the auditor has performed her duties on auditing or reviewing and expressed opinion on
in accordance with duties required to be performed. SEC Act S.35 Settlement Committee Meeting No. 6/2023 Settlement Committee Order No. 60/2023 Dated 21/06/2023
Mr.Parin Pruksawan During December 17, 2013 – January 9, 2014 Mr. Parin Pruksawan, a trader of DBS Vickers Securities (Thailand) Co.,Ltd, performed his duty dishonestly by using information to
period specified by the Notification of the Capital Market Supervisory Board resulted from the instructions or the failure to give instructions which is duly required to be performed. The inquiry official
office which is in breach of the Securities and Exchange Act B.E. 2535, resulted from the instructions or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in
statement (FORM 69-PP-PRICING) which is breach of The Securities and Exchange Act B.E. 2535 resulted from the instruction or the failure to give instruction which is a duty required to be performed. SEC
-PRICING) which is breach of The Securities and Exchange Act B.E. 2535 resulted from the instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.300 in