investment decisions. Concurrently, the SEC has revised regulations related to determination of fees collected from licensed businesses in accordance with the resolution of the SEC Board Meeting No. 15/2565
licensed to operate securities businesses in the category of mutual fund management and investment advisory nor licensed to operate derivatives business, his actions were in violation of the Securities and
Commission No. KorThor. 66/2547 Re: Maintenance of Financial Positions of Person Licensed as Derivatives Agent dated 22 December 2004 as amended by the Notification of the Securities and Exchange Commission No
company" means a securities companies licensed to undertake securities business in the category of mutual fund management; “unit” means an investment unit of mutual fund or trust unit of trust, as the case
for Undertaking Derivatives Business for Licensed Derivatives Broker (Synopsis) 22/12/2004 16/01/2005 2. Notification of Capital Market Supervisory Board Tor Thor. 80/2552 Criteria for Undertaking
’ decision making; (4) None of the intermediaries or selling agents under the SEC supervision have been licensed to undertake digital asset businesses; (5) These ICOs may lack trading liquidity and may not
properly licensed. Nowadays, deceitful tricks are increasing in number and variety. For example, illegal solicitors usually claim that they could offer fixed returns worth more than those generated from