/pb_ar_2004.pdf Annual Report 2003 Other Related Entities in order to Ensure Confidence of the Investing Public ● Supervision of Market Intermediaries - Securities Companies - Asset Management Companies
matters under its supervision in accordance with the governing laws . Conducts liable to the supervision include duty performance of market participants such as securities issuers,approved securities
Sort by: Relevance Date (Newest) Date (Oldest) SEC public hearing on proposed revision to supervision of digital asset custodial wallet providers Pursuant to the Ministerial Notification concerning
(Newest) Date (Oldest) SEC public hearing on proposed revision to supervision of digital asset custodial wallet providers Pursuant to the Ministerial Notification concerning Approval for Undertaking of
the supervision (positively listed). 2. The amendments to the regulatory principles for the issuance and offering of digital assets in the primary market. Under the proposed principles related to the
SHARE : For More Information ContactUs Sales Conduct Supervision Department Tel. +66-2263-6134 Was this page helpful? Yes No Comment
inspection responsibilities to increase the efficiency of supervision over intermediaries. The Financial Literacy Department was established to expedite efforts in this area. The strategic location at the
details and the amount of mutual funds’ assets, and for recording the asset inflow and the asset outflow of each mutual fund; (e) Systems for attending and monitoring the rights and benefits arising from
funds’ assets, and for recording the asset inflow and the asset outflow of each mutual fund; (e) Systems for attending and monitoring the rights and benefits arising from mutual funds’ assets