additional information and facilitate the SEC Office’s officials or assignees in conducting a site visit and inspection over the audit quality control system of the audit firm where I work for, for the benefit
could influence the securities price to gain unfair benefit over other persons, liable to the offenses under Section 241 of the Securities and Exchange Act B.E. 2535 (1992) and criminal penalties under
Police at 0-2237-1199 for the benefit of litigation.Vasant Thienhom, SEC Deputy Secretary-General said, "At present, scammers use a variety of technics to lure investing public; for instance, offering
paragraph of Section 281/2 to a fine not exceeding the damages or the benefit obtained but not less than 500,000 baht.On complaints relating NMG take-over as to whether or not relevant laws have been violated
promote practical implementation and effective results for the benefit of emerging markets. This Fintech initiative emphasizes the role of regulators in promoting innovations and facilitating
businesses. Bond issuance could support businesses to have better capital structure and also benefit the economy of the country in term of fund sourcing and allocation. Nonetheless, most of the companies
a statement of consent to the civil sanction and fully complied therewith, as follows: (1) Pinit paid a civil penalty of 880,312.50 baht and a compensation of 704,250 baht for the received benefit
PVD performers in terms of management excellence, investment governance for the benefit of sufficient savings and good quality of life for PVD members after retirement.The Grand Prize winners in each
manner. The results of the study will, therefore, benefit the stakeholders in preparing financial reports and in setting guidelines for the improvement and development of the financial reporting of
deemed a failure to perform duties responsibly, carefully and honestly in violation of Section 89/7 of the Securities and Exchange Act of 1992 (SEA), which caused him or other persons to gain benefit and