itself out to the public as available to provide services with respect to the trading or exchange of digital assets for its own account in the normal course of business outside the digital asset exchange
Exchange Act, B.E. 2535". SECTION 2. This Act shall come into force after sixty days from the date of its publication in the Government Gazette, except Section 4, Section 7 to Section 16, Section 17 to
executives (Section 89/7 - 89/14) - Shareholders’ rights under Chapter 3/1 (Section 89/26, 89/28, 89/30) - Shareholder’s right to bring a derivative action and a private lawsuit against directors and
Review Panel (“QARP”) First step with confidence Activities for audit quality enhancement Summary of inspection results Next step for stability Conclusion Significant statistical information 3 4 7 8 13 31
financial statement preparation. 3 1 (“QARP”) 1 2 3 4 5 6 7 8 9 10 4 Quality Assurance Review Panel In de pe nd en t Au di t In sp ec ti on A ct iv it ie s Re po rt 1 J an ua ry 2 01 3 - 31 D ec em be r 20 13
1 1 4 4 2 7 5 3 2 2 4 5 N ot Q ua lif ie d Exposure to the capital market Score RBA Results every year every two years every three years H: MH: ML: L: High exposure to the capital market Moderate to
". SECTION 2. This Act shall come into force after sixty days from the date of its publication in the Government Gazette, except Section 4, Section 7 to Section 16, Section 17 to Section 31, Section 262
business outside the digital asset exchange, excluding the dealers who act in the manner as specified in the notification of the SEC. “digital token portal service provider” means a provider of an electronic
ให้ผู้ถือหุ้นได้ใช้สิทธิ ของตน หมวดที่ 1 สิทธิของผู้ถือหุ้น 7 หมวดที่ 1 สิทธิของผู้ถือหุ้น สิทธิข้ันพ้ืนฐานของผู้ถือหุ้น ได้แก่ การซ้ือขายหรือโอนหุ้น การมี ส่วนแบ่งในกำาไรของกิจการ การได้รับข่าวสาร
information, the information to be disclosed shall be correct and up-to-date, and shall not be misleading or otherwise distort the truth. Part 2 Mutual Fund Management ___________________ Clause 7 In this Part