promote transparency and disclosure, thereby underpinning the integrity of the market. The Principles also raise awareness of the importance of environmental and social impact among financial market
) and (5) of the first paragraph shall not be applicable with respect to the following cases: 7 (1) an offer for sale of convertible bonds and underlying shares by the applicant required to raise its
also raise awareness of the importance of environmental and social impact among financial market participants, which ultimately aims to attract more capital to support sustainable development. The GBP
SEC Office to suspend functioning as appraisal company in capital market or being under the period of time that the SEC Office could refuse to accept the application. Clause 11 A person would obtain an
persons who could be possibly qualified as being the issuer of structured notes, features of structured notes and the offering of such securities to each type of investors. Therefore, the application and
consciously approve any transactions or propose any transactions for shareholder approval which could negatively affect business continuity, financial liquidity, and solvency. Principle 7.3 The board should
regard, in case the intermediary has raised its capital after the date of the latest financial statement, the amount of raised capital could be summed up to shareholders’ equity. 1 The regulations
statement, audited by auditor, in positive position. In this regard, in case the intermediary has raised its capital after the date of the latest financial statement, the amount of raised capital could be
of raised capital could be summed up to shareholders’ equity. (2) having a system for handling client’s complaints and dispute resolution efficiently, for instance the compliance according to the