specifed in Clause 35 with investment grade rating. Clause 24 If the SEC Office deems it necessary to visit the place of business or other premises of the applicant or its subsidiary located outside Bangkok

case where it is necessary for the SEC Office to visit the place of business or any other establishment of the applicant or its subsidiary located outside of Bangkok or its periphery, the applicant shall

itself out to the public as available to provide services with respect to the trading or exchange of digital assets for its own account in the normal course of business outside the digital asset exchange

exchange, outside the Securities Exchange or an over-the-counter center, of securities, for one's own account in the normal course of business. "investment advisory service" means giving advice in the normal

business in consideration of a commission, fee or other remuneration therefrom. "securities dealing" means a purchase, sale or exchange, outside the Securities Exchange or an over-the-counter center, of

those reports and did not examine the source documents. Example 3 : The clients use an outside warehouse operator to stock and manage their inventory flow. An auditor did not test controls over the goods

of significant transactions that are outside the normal course of business for the entity, were not performed to ensure that they were responsive to the risks of management overriding controls. Audits

Activity Report 61En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 Executive Summary....................................................................................02 Quality Assurance Review Panel........................................03 Activities for Enhancing Financial Reporting Quality.................................................................................................07 Summary of Audit Inspection Results A. Firm-Le...

therefrom. "securities dealing" means a purchase, sale or exchange, outside the Securities Exchange or an over-the-counter center, of securities, for one's own account in the normal course of business

business outside the digital asset exchange, excluding the dealers who act in the manner as specified in the notification of the SEC. “digital token portal service provider” means a provider of an electronic