Securities company shall supervise service provider to perform its operation in compliance with rules prescribed by the Securities and Exchange Commission or the Office and the guidelines provided by

as requested. Clause 9. In compliance with Securities company shall supervise service provider to perform its operation in compliance with rules prescribed by the Securities and Exchange Commission or

to supervise the operating system and the provision of services of the branch office. Clause 6. In granting permission to establish a branch office, the Office may prescribe conditions on the following

office is able to supervise the operating system and the provision of services of the branch office. Clause 6. In granting permission to establish a branch office, the Office may prescribe conditions on

the law governing securities and exchange, and that its head office is able to supervise the operating system and the provision of services of the branch office. Clause 6. In granting permission to

, ThailandThe Securities and Exchange Commission, Thailand (SEC) is a public agency established under the Securities and Exchange Act B.E. 2535 (1992) with the mandate to supervise and develop the Thai capital

enact a law that supports digital asset business operators, issued by the SEC to appropriately supervise the industry and ensure consumer protection. In addition, the BOT is among the first central

;">กลุ่มที่ละเลยการตรวจสอบดูแลตามสมควร (fail to supervise) ในเรื่องระบบงาน หรือการกำกับดูแล ซึ่งมีระดับโทษเริ่มต้นตั้งแต่ พัก 6 เดือน - เพิกถอน 2 ปี แล้วแต่กรณี ทั้งนี้

ธุรกิจอาจเข้าข่ายละเลยการตรวจสอบดูแลกรณีดังกล่าว (fail to supervise) จึงเรียนมาเพื่อโปรดทราบและดำเนินการต่อไปขอแสดงความนับถือ(นายรพี สุจริตกุล)

investment scheme. “home regulator” means a regulator who has the authority to supervise collective investment schemes or CIS operators. “securities company” means a securities company that obtains the