the SEC supervision can also be viewed under ?Investor Alert? banner. In addition, any investor or general public can be of assistance by simply dialing 1207 to give information on suspicious
supervision, promotion of savings and long-term investment and sustainability funds. This includes revision to regulations in line with current circumstances to foster trust and confidence in the Thai capital
Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor or the central investor definitions** for investment in financial products under the SEC’s supervision, which has been revised and
outside the scope of supervision of the SEC is available at https://market.sec.or.th/public/idisc/th/InvestorAlert. For inquiries or reports of leads or suspicious acts, please contact SEC Complaint
supervision C: Cybersecurity A: เสริมสร้างความ https://www.sec.or.th/TH/Documents/strategicplan/strategy-2566-01.pdf PowerPoint Presentation เสริมศักยภาพทางเศรษฐกิจของประเทศ • ปรับปรุงหลักเกณฑด์้านเงินทุนของผู้
supervision C: Cybersecurity A: เสริมสร้างความ https://www.sec.or.th/TH/Documents/strategicplan/strategy-2566-01.pdf PowerPoint Presentation เสริมศักยภาพทางเศรษฐกิจของประเทศ • ปรับปรุงหลักเกณฑด์้านเงินทุนของผู้
such as accounting document, contract, etc. Matters under the SEC Responsibility Complaint Handling Procedure Samples of Documents or Evidence Matters under Supervision of Other Laws Whistleblower
formulated the SEC Strategic Plan for 2024 – 2026 to set the direction for the supervision and development of the Thai capital market in order to enhance confidence and sustainability within the nation. The
) to ensure that the Thai capital market supervision is in line with international standards. Besides, certain regulations will be revised to cope with systemic risks and volatility of capital flows
. Institutional investors will be a key driver to promote such implementation, while supervision of financial advisors will be strengthened on par with securities businesses in general. In addition, more emphasis