resolution, the asset management company is required to : 3.1) Specify details of the new scheme and commitment; 3.2) Request a resolution of the unitholders to dissolve the former funds; 3.3) Request the
resolution, the asset management company is required to : 3.1) Specify details of the new scheme and commitment; 3.2) Request a resolution of the unitholders to dissolve the former funds; 3.3) Request the
retrievable manner to present to the SEC Office upon request without delay. 5 Clause 6 An issuer of structured notes, convertible bonds or warrants shall report the redemption [conversion], or exercise of
highlight sheet (required only for an application of a feeder fund); and (g) Other supporting documents (if any). *As provided under paragraph 39 of the SEC Circular, applicants shall request the SFC to
Telecommunications Commission (“NBTC”) to request for the License return on 10 May 2019 (“Transaction of Returning Spring26’s License”). Besides, NBTC delivered the notification letter, dated 27 June 2019, regarding
Derivatives Broker | Registered Derivatives Broker | License to Undertake Derivatives Business in the Category of Derivatives Broker Limited to Precious Metals Derivatives Securities Businesses Company Name
Derivatives Broker | Registered Derivatives Broker | License to Undertake Derivatives Business in the Category of Derivatives Broker Limited to Precious Metals Derivatives Company Name Head Office Data not
%. Therefore, the company is not required to prepare disclosure report nor request the approval from shareholder. 2 The aforementioned is not connected transactions according to the notification of the Capital
of the complaint. Such document and evidence shall be stored in the manner which is immediately available upon the SEC Office’s request for a review or an inspection for the first two years. Clause 4
of the complaint. Such document and evidence shall be stored in the manner which is immediately available upon the SEC Office’s request for a review or an inspection for the first two years. 2 Clause 4