and control (การเป็น https://www.sec.or.th/TH/Documents/AboutUs/Protecting-Minority-Investors-2563.pdf
report of K.C. Property Public Company Limited (KC) to 8 March 2017. Earlier, the SEC ordered KC to have a special audit on the internal control system concerning the issuance of bills of exchanges, the
special audit report of K.C. Property Public Company Limited (KC) for the second time, from 8 March to 28 March 2017. Earlier, the SEC ordered KC to have a special audit on the internal control system
Iamdilokwong, SEC Assistant Secretaries-General, along with SEC executives, participated in the panel discussion. Representatives from financial advisory companies, the SET, and experts in internal control
violations. In following this manual, if any wrongdoings are found, the business operators are encouraged to report the cases to the SEC and verify that sufficient risk management and control systems have
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) กล่าวเปิดงานสัมมนา Cybersecurity Awareness ในหัวข้อ “How to build an effective cyber program (control
) Digital asset created with the objective of specifying the right for the holder to control the concealment of information on the transferor, the transferee or the transfer volume.
policy(2) Preparing consent forms(3) Selecting and implementing appropriate security safeguards such as access control(4) Producing and managing “Record of Processing Activities (ROP)” that will used to
SEC Secretary-General Ruenvadee Suwanmongkol said that while everyone is practicing social distancing to control and mitigate the impacts of the Coronavirus disease (COVID-19), small-and medium
benefits from the securities in possession. In any case, securities companies would need to establish efficient control and risk management system.SEC is therefore conducting a public hearing on the