management, compliance and internal control. Clause 4 The derivatives dealer shall provide a system for recording and keeping information to ensure that the information pertaining to the derivatives business
this regard, the SEC Office may also impose conditions on the intermediary obtaining such waiver. Clause 5 For communication with and providing services to clients, an intermediary shall provide or offer
Exchange Commission Remark: The reason for issuing this Notification is to allow derivatives business operators licensed by the Office to provide services for additional juristic persons who are well
registered as market maker with derivatives exchange licensed by the Securities and Exchange Commission, to provide liquidity for trading of gold derivatives in such derivatives exchange. Clause 2 A
gold derivatives” means any person registered as market maker with derivatives exchange licensed by the Securities and Exchange Commission, to provide liquidity for trading of gold derivatives in such
(Thailand) Co., Ltd. (“ITTC”) and the Company both use SAP system. Therefore, ITTC requested the Company to provide professional services in relation to HR System, Accounting & Finance System and IT System
of Baht 6 million. The Company would like to provide the explanation on the changes of the Profit and Loss Statement for three-month period ended 31 March 2019 as follows; 1. The revenues from