securities business, having obtained an approval to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of
supervisor for any reason whatsoever only after approval of the SEC Office has been obtained. 3 The notification of the Capital Market Supervisory Board regarding commitments between unitholders and mutual
(effective on 1 January 2018). 2 “association” means: (1) an association relating to a securities business, of which objectives is for promoting and developing securities business, having obtained an approval
according to the obtained license at a fixed rate or a rate based on business volume, as the case may be, as specified in this Notification. The licensee shall pay only the fee for the license that has been
according to the obtained license at a fixed rate or a rate based on business volume, as the case may be, as specified in this Notification. The licensee shall pay only the fee for the license that has been
case may be, except for the group of securities companies under Clause 2(1) which has obtained a license for establishing a securities trading center in any manner other than a license under regulatory
under Paragraph 4 of Clause 5, as the case may be, except for the group of securities companies under Clause 2(1) which has obtained a license for establishing a securities trading center in any manner
obtained an approval from the Office according to rules and procedures prescribed by the Office. Clause 4 . Upon an appointment of the liquidator, the management company shall: (1) deliver to the liquidator
obtained an approval from the Office according to rules and procedures prescribed by the Office. Clause 4. Upon an appointment of the liquidator, the management company shall: (1) deliver to the liquidator
obtained an approval from the Office according to rules and procedures prescribed by the Office. Clause 4. Upon an appointment of the liquidator, the management company shall: (1) deliver to the liquidator