-depth research and stakeholder consultations. This is to ensure that the capital market serves the needs of all stakeholders, enabling market participants, investors, and the public to understand future

services to ensure that any investment of the client shall be within the allocated investment limit under (1). Chapter 2 Specific Provisions related to Providing Services of Inbound Products Which Are

services to ensure that any investment of the client shall be within the allocated investment limit under (1). Chapter 2 Specific Provisions related to Providing Services of Inbound Products Which Are

supervise and ensure fair treatment for retail and SME customers will pose a heightened challenge to banking performance. To cope with these issues, commercial banks may have to fine-tune their strategies

undertaking of the derivatives business, as well as establish control and monitoring measures to ensure that the operations are carried out as required. Clause 6/1 The derivatives broker shall put in place

, so as to efficiently accommodate the undertaking of the derivatives business, as well as establish control and monitoring measures to ensure that the operations are carried out as required. Clause 6/15

, so as to efficiently accommodate the undertaking of the derivatives business, as well as establish control and monitoring measures to ensure that the operations are carried out as required. Clause 6/15

derivatives exchange shall ensure their readiness in providing derivatives trading services. To that end, at least the following matters shall be produced in writing: (1) a business continuity policy, with

to make the management that are entrusted for the management of investments work on the basis of integrity and prudence with knowledge and expertise of the professional to ensure the full protection of

are entrusted for the management of investments work on the basis of integrity and prudence with knowledge and expertise of the professional to ensure the full protection of investors’ interest as well