securities. Additionally, the local securities company would be required to inform the foreign client to disclose its client information on transactions related to NVDR to ensure that the local securities

The SEC reviewed the principles for overseeing bills issued as securities to ensure compliance with the intent of the Securities and Exchange Act B.E. 2535 (1992) and consistency with the current

beneficiaries and clients. Asset owners may wish to ensure that remuneration frameworks do not unduly constrain their ability to https://www.sec.or.th/cgthailand/TH/Documents/Assessment/ICGN%20Institutional

, particularly those influencing stakeholders' trust and confidence towards the Thai capital market. As well, the SEC is dedicated to striking a balance between market regulation and development to ensure that

citizenship; and  (4) corporate resilience Principle 1.3 The board should ensure that all directors and executives perform their responsibilities in compliance with their fiduciary duties, and that the company

ensure compliance. 2. Conduct a gap analysis of current climate-related processes and disclosure 1. Form an internal TCFD working group Designate a climate ‘champion’, ideally from senior management or the

cover the following general matters: · ensure firm’s commercial considerations do not override the quality of work performed; · The firm’s performance evaluations, compensation, and promotion (including

focus. Each issue will be explored to the core with stakeholders? interest in mind to ensure right-to-the-point, effective problem solving. This involves interconnection among stakeholders with relevant

and continuance of client policies and procedures? If yes, mode of communication. If no, how does the firm inform its personnel or what kind of process that the firm use to ensure that its staff

ส่วนร่วมและการสื่อสารกับผู้ถือหุ้น Ensure Engagement and Communication with Shareholders ​ หลักปฏิบัติ 8.1   คณะกรรมการควรดูแลให้มั่นใจว่า ผู้ถือหุ้นมีส่วนร่วมในการตัดสินใจในเรื่องสำคัญของบริษัท หลัก