cause the payments from TUCC bank account, claiming to use for the payments of the said BF and ASC cheques. The SEC findings revealed that some parts of the money withdrawn from TUCC bank account were
Securities Co., Ltd. and the SEC?s further findings, Nitchawan, who was working for the securities company at the time, affixed signatures as the transferor and the transferee of securities in a client
inspection findings and to promote the value of audits. At the 6th AARG meeting, there was a healthy dialogue on how regulators and audit firms can forge an even more productive relationship in light of key
to the following cases taking place at different branches: (1) In the case of {A}, the findings showed that she had failed to give complete information and advice on redemption of retirement mutual
least, modern investors have highest subjective financial knowledge among three clusters of Thai investors. Public policy on financial education are discussed based on these research findings. Investor
applicable recommendation made, attempted selection via review of major family-firms in given nation. • Assignment of specific to given nation and associated limitations. 9 CASE STUDY FINDINGS – MAJOR ISSUES
. Moreover, the daily trading volume increased from 18.9 billion baht to 20.5 billion baht. These results reflected the strengths of Thailand’s economic fundamentals and investors’ confidence in the prospects
ชี้แจงผลการดำเนินงานของบริษัทและบริษัทย่อยประจำปี 2549 UKEM004/2020 February 25, 2020 Subject : Management Discussion and Analysis of Business Operation results for Year 2019 To : Director and
operation results for the year 2017, the Company would like to provide the clarification of performance which was decreased more than 20% compared to the previous year. For the year 2017, the operating
ชี้แจงผลการดำเนินงานของบริษัทและบริษัทย่อยประจำปี 2549 UKEM013/2018 May 11, 2018 Subject : Management Discussion and Analysis of Business Operation results for Quarter 1/2018 To : Director and