conflicts of interest. The revised rules also protect the best interest of investors by prohibiting collection of redundant fees, prohibiting the exercise of the voting right of the invested funds

customer’s decision-making and providing appropriate information; and 5) charge of service fees, which, regardless of how they are determined, must be informed to the customer prior to the service

, name and contact address of clients in Thailand, records of their meeting with clients, lists of tradable securities, and records of investment fees charged on clients. SEC also finds that Broadgate

of businesses in a wider range of industries. In addition, SEC is planning to waive approval and filing fees for SLB issuance, similar to Green Bond, Social Bond and Sustainability Bond, as SLB

be cancelled to lighten the applicant's burdens. Meanwhile, remedies would be compensated to the existing licensees who have paid for the license fees based on the criteria specified under the current

mutual funds are allowed to invest, requiring asset management companies to notify investors prior to raising fees or expenses, waiving the limitation rule on unitholding over one third when certain

fees for the fund,? said SEC Chief Thirachai Phuvanatnaranubala.  # # #

price, which may be considered as share-based payment of service fees. In addition, should the private placement is executed, the ECL share price would drop below the market price. Therefore, even though

and better respond to customer needs. However, there is also more intense competition after fees were waived for transactions via banks’ digital banking channels. Banks therefore need to acquire more

)% 2.35% 2.40% (0.05)% Net fees and service income to operating income ratio 18.7% 22.7% 24.3% (4.0)% (5.6)% 21.3% 22.7% (1.4)% Cost to income ratio 36.6% 41.9% 56.2% (5.3)% (19.6)% 41.1% 45.4% (4.3