Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
Establishment of Mutual Funds and Execution of Agreements for Private Fund Management (No. 15)
Re: Investment in Fund’s Assets (No.14)
Verification of Foreign Collective Investment Scheme and Announcement of Qualifying Scheme
The Approval of Personnel in the Capital Market Business
Prohibited Characteristics of Directors, Executives and Major Shareholders of Trustees
Appointment of Agents for Selling Investment Units or Receiving Requisition of Investment Unit Redemption and Marketing Representatives of Private Funds
Rules, Conditions and Procedures for the Approval of REIT Manager and Standard Conduct
Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries
Determination of Fees for Filing of Registration Statement, Registration and Other Applications (No. 36)