more.About SECThe Securities and Exchange Commission, Thailand (SEC) is a state agency established by virtue of the Securities and Exchange Act B.E. 2535 (1992), with the main duties to promote, develop and
assets owned by issuers in the Thai public sectors or businesses established under Thai law, as summarized below: (1) Stocks listed on the Stock Exchange of Thailand (SET) and the Market for
asset business operator under the SEC’s supervision and is required to comply with the Digital Asset Business Law along with any relevant rules and regulations established under the law. This
0=Not aware, 1=Committed, 2=Declared, 3=Established, 4=Certified, 5=Extended
กระบวนการในส่วนที่เกี่ยวกับการให้คำแนะนำทั่วไปที่แสดงได้ถึงความเป็นอิสระ (2) มีการประกอบธุรกิจโดยมีการดำเนินงาน (established presence) ในประเทศที่มีการกำกับดูแลตลาดทุนอันเป็นที่ยอมรับของสำนักงาน
obtain licenses to undertake all types of securities business but not including financial institutions established by any other law which have obtained securities business licenses. Clause 4 A securities
authorised and supervised by the home regulator that is a signatory, and established for offering for sale under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's
together. Mekong Capital Market Cooperation (MCMC) has been established under a memorandum of understanding signed with the capital market regulators of Laos PDR., Cambodia and Vietnam for cooperation on
units of foreign ETF that are established under the law of foreign jurisdiction and meet the criteria specified in the SEC regulations to be listed on the Thai stock exchange and offered to investors in
Sector Assessment Program by IMF and World Bank SHARE : Detail Content The Financial Sector Assessment Program (FSAP), established in 1999, is a comprehensive and in-depth assessment of a country's