that the Company uses to calculate the size of asset acquisition transaction is total of Baht 300 million and assigned the Management to set the closing date when complete the significant conditions for
assigned by a management company to sell investment units of a mutual fund; “investor contact ” means any natural person approved by the SEC Office to act as an investor contact person, who communicates with
of Information and Periods ______________ Clause 7 mutual funds by management companies and trusts by trust managers who have been assigned by trustee shall have the obligations to prepare and disclose
shall notify sukuk holders whose name are in the register book to acknowledge in advance at least 14 days before the assignment. Besides, the asset trustee shall require the assigned sukuk registrar to
certifications of qualifications. ✓ ✓ ✓ ✓ 1.2 Sources of personal data The SEC Office receives your personal data submitted via a system of a company or agent assigned by you: Information on the approval for offer
system by a company or agent assigned by you, or prepared and submitted by another company to the SEC Office: 2.1 The system for approving persons in the capital market (natural person/juristic person
Exchange Commission as qualified to be appointed as fund manager; (4) “Manager” means a person assigned by the board of directors to take the highest responsibility in managing the company, regardless of the
Annual Report 2007 Securities and Exchange Commission, Thailand ANNUAL REPORT 2007 Corporate social responsibility is the continuing commitment by business to behave ethically and contribute to economic development while improving the quality of life of the workforce and their families as well as of the local community and society at large. (WBCSD Stakeholder Dialogue on CSR, The Netherlands, Sept 6-8, 1998) C o n t e n t s Corporate Review Capital Market Review Action Plan and Events Achievemen...
Annual Report 2009 1 Annual Report 20092 Over the past year, the Thai economy experienced a recession for the first time since the Asian economic crisis in 1997. The first quarter saw a 7.1 percent contraction as a result of sluggish export in the midst of global financial crisis, diminishing demand of domestic private sector, and lack of confidence in economic and political directions. All these factors played out against a backdrop of weakening economies of our trade partners worldwide, which...
than ten years ago or such behavior is not so severe that the person should not be entrusted to perform duties as auditor in the capital market, the SEC Office may disregard such fact as a cause for