of Capital Market Supervisory Board Report/ Form (Notification of Capital Market Supervisory Board) Notification of the Office of the Securities and Exchange Commission Report/Form (Notification of
currently under consideration of the Fiscal Policy Office, Ministry of Finance. Strengthening supervision and corporate governance To enhance investor protection and confidence, the SEC imposed a number of
IL A N D SECURITIES AND EXCHANGE COMMISSION, THAILAND OFFICE OF THE SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2001 SECURITIES AND EXCHANGE COMMISSION, THAILAND OFFICE OF THE SECURITIES
complaint filed by the SEC Office; or having been subject to any legal proceeding following the criminal complaint initiated by the SEC Office; or having been sentenced to imprisonment by the court’s final
Capital Market Business Personnel and have completed the training courses on foreign currency risk at any agency recognized by the SEC Office, to provide services to the clients regarding investment in the
Personnel and have completed the training courses on foreign currency risk at any agency recognized by the SEC Office, to provide services to the clients regarding investment in the capital market products
Office before each offer by providing details according to the following Forms: (1) in case of an offer for sale of debt securities of a Thai government agency, the details shall be according to Form-69
University and a Barrister at Law from the Thai Bar Association. He is well-recognized for his expertise within the legal profession. Prior to taking office as Chairman of the SEC board, he served in several