P.T. Research Co., Ltd. P.T. Research Co., Ltd. operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives Act B.E. 2546 (2003). - The
Mr. Pat Thamma Mr. Pat Thamma, director of P.T. Research Co., Ltd., operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives Act B.E
registration with the SEC in violation of Section 16 of the Derivatives Act B.E. 2546 (2003). This case is in the process of inquiry by the inquiry official. DV Act S.16 Criminal Complaint Filed with an
without proper licenses granted, violating Section 16 of the Derivatives Act B.E.2546. The public prosecutor issued a prosecution order however the alleged offender has evaded the arrest and has been
granted, violating Section 90 of the Securities and Exchange Act B.E.2535. This case is in the process of inquiry by the special case inquiry official. SEC Act S.90 Criminal Complaint Filed with an
from the SEC, in violation of the Derivatives Act B.E. 2546 (2003), Section 16 and subject to sanctions under Section 125. This case is in the process of inquiry by the inquiry official. DV Act S.16
Mr. Huang Young Lin Mr. Huang Young Lin (or Yong Lin Huang) operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992
Mr. Tang Tia Julien Mr. Tang Tia Julien (or Tia Julien Tang) operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992