funds for accredited investors (AIs) investing in securities listed on the exchanges in the Greater Mekong Sub-region (GMS) and mutual fund without derivatives investment limit. The SEC also urged the
to materialize the punishment. 1.4 Closely monitor and analyze listed companiesû financial statements for irregularities as well as emphasize on preparation of auditorûs report to ensure that it is
committed an offense under the lawsuit of the plaintiff. The Civil Court also imposed civil sanctions as follows: (1) The 1st defendant shall pay the civil penalty in the amount of 2,000,000 Baht with
lawsuit of the plaintiff. The Civil Court also imposed civil sanctions as follows: (1) The 1st defendant shall pay the civil penalty in the amount of 2,000,000 Baht with liability of the 2nd defendant and
40,000. As the accused confessed, the penalty was reduced by half to a 6 months imprisonment and a fine of Baht 20,000. Since the accused had never been sentenced to imprisonment, the jail term was
to bring the case against all offenders for the Civil Court to impose the highest civil sanction allowed by law in the form of civil penalty at the total amount of 2,303,065,651.33 million baht.The
under Section 296 and Section 296/2 of the SEA.The Civil Sanction Committee has decided to impose civil sanctions* on the three offenders above through the imposition of civil penalty, compensation at
person who disseminated information about the BSmart coin and induced the public to buy such coin. Accordingly, he shall also be liable to the penalty as provided for Barter Smart's offence. This case
disseminated information about the BSmart coin and induced the public to buy such coin. Accordingly, he shall also be liable to the penalty as provided for Barter Smart's offence. This case is in the