to another person, such delegation shall be in compliance with the following rules: (1) The person delegated to proceed such management shall be a person who is licensed to provide the services of
to another person, such delegation shall be in compliance with the following rules: (1) The person delegated to proceed such management shall be a person who is licensed to provide the services of
Minister’s approval under Clause 6, the approved person shall proceed with establishment of new limited company or public limited company for operating securities business in the category of private fund
. In case of failure to proceed as instructed, the violating companies shall be delisted from the SET; and (5) Prohibit any listed company on the SET and the mai that has been imposed with disciplinary
for 40.00 percent of total paid-up capital of GS equal to Baht 48.00 million before purchasing more shares when the conditions accomplished) is equivalent to 47.50 percent calculated based on the total
independent qualified valuer and should be dated not more than 6 months before date of lodgment of prospectus. E. Subordination and limitation of rights 1. The ability of debt security holders to enforce their
; although the customer had never invested in a mutual fund before and could not afford to lose the principal, {A} allocated almost half of the customer's total assets in a mutual fund of a higher risk level
with legal and regulatory requirements in their respective jurisdictions. Japan and Thailand have completed their preparation. In Australia legislation is before Parliament. In the Republic of Korea
- N/A Profit before finance costs and income tax expense 1,578 1,244 2,244 42% 80% 6,902 7,898 14% Finance costs (415) (379) (380) -9% 0.1% (1,484) (1,452) -2% Profit/(loss) before income tax expense
transaction is not classified as acquisition and disposition of assets since the size is lower than 15%; the Meeting can approve and proceed this transaction. However, this transaction will be presented in the