actions: (a) gather and recheck information in addition to the normal course of operation; (b) seek information on the source of income used for executing the client’s transactions; (c) arrange for the
the normal course of business, excluding the center or network in the manner as specified in the notification of the SEC. “ digital asset broker ” means a person who provides services or holds itself
enter into an agreement or match the order, in the normal course of business, excluding the center or network in the manner as specified in the notification of the SEC. “digital asset broker” means a
assets of consolidated financial statements increased by Baht 115.18 million or 4.7% compared with last year. An increase mainly arise from cash equivalents of Baht 32.77 million since cash paid-in for
. If issues arise, investors should be able to seek remedies and solutions from protection mechanism, depending on the types of risks and the types of products and their providers. Effective investor
. Hence, if the public sector did not come in to regulate, it would be possible for frauds, scams or unfair activities to arise and consequently damage the trading confidence and investors themselves
accurate? (For example, by frequently reviewing and updating on an annual basis or when there are significant changes) 4 How does the firm address changing circumstances and weaknesses or issues that arise
contract in a different manner from their normal practice while know or possessing inside information (Section 244) (1) Holder of securities exceeding five percent of the securities issuing company's