Bangkok, May 26, 2014 ? The SEC requires an application and information disclosure for offshore offering of convertible debentures (CD) be jointly prepared by CD issuer and SEC-approved financial
investors’ understanding and assessment of whether the mutual funds meet their investment needs and mitigate the risk of greenwashing. ** The fee exemption applies to the 100,000 Baht application fee for
oversight 2. Auditor supervision 2.1 Regulatory Summary of Approved Auditor in Capital Market 2.1.1 Filing of Application Auditor wishing to file an application for approval with the
4 Any legal entity under Clause 2(1) to (5) intending to apply for a securities business license in the category of investment advisory service shall file an application with the SEC Office within the
' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative). (original requirements) - Applicable to the offering of bonds only. - Application shall be
Microsoft Word - 2_Company Account AˆˆAI"@%4ˆ1 5_20211124 - kdraft V2.docx 1 Application for Termination of Company Account Date: ..................................................... Attn: Secretary
Home - SEC API Developer Portal Home Our services Products Changes User manual Contact us Sign in Sign up About us SEC API (SEC Application Program Interface) เป็นระบบการให้บริการเผยแพร่ข้อมูลที่อยู่
(output) นอกจากนี้ ในกรณีที่มีการจัดเก็บ ข้อมูลเดียวกันไว้หลายที่ (distributed database) หรือมีการจัดเก็บชุดข้อมูลที่มีความสัมพันธ์กัน ต้องมีการควบคุมให้ข้อมูลมีความถูกต้องครบถ้วนตรงกัน [M] · ควรมีมาตรการ
Securities and Exchange Act B.E. 2535 (1992) , the Securities and Exchange Commission hereby issues the following regulations: Clause 1 The founding securities companies shall submit an application for the
Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following regulations: Clause 1 The founding securities companies shall submit an application for the