Effective Date 1. Notification of the Securities and Exchange Commission  Kor Thor. 18/2563 Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to
. 2546 16 03/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission  KorThor. 26/2560 Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives
Securities and Exchange Act 2535 113 12/03/1992 16/05/1992 2. Notification of the Securities and Exchange Commission  Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra
18 03/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission  Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and
Exchange Commission  Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor 08/02/2017 16/02/2017 2. Notification of
directors replacing those retired by rotation. 8. To consider and approve the determination of director’s remuneration for the year 2020. 9. To consider and approve the appointment of auditors and their
Securities Companies and Derivatives Business Operators 31/07/2019 3. Notification of the Office of the Securities and Exchange Commission  SorBor. 3/2552 Determination of Fees for Filing of
 KorKhor. 5/2551 Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for
 KorKhor. 5/2551 Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for
-General Office of the Securities and Exchange Commission 2 Amended by the Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 18/2561 Re: Determination of Definitions in