inspection cycle result, when considered with the exposure to the capital market, set out the frequencies of inspection on audit firms’ quality control systems as defined by our risk-based approach as follows
areas with a high risk of COVID-19 transmission and limiting travel. Moreover, the government has introduced various stimulus measures and programs to boost spending, such as Co-Pay, the ‘Let’s Travel
characteristics: (1) not aiming to seek benefits through speculation; (2) mitigating risks for the overall investment of funds; (3) mitigating general risk and specific risk for the hedged assets; (4) mitigating
securities dealing which is not limited to debt instruments. Clause 2 A securities company should arrange a risk management system according to the following guidelines: (1) determining a policy and an
เอกสารรับฟังความคิดเห็น เลขที่ อนจ. 46/2561 เรื่อง หลักการเพ่ิมเตมิเคร่ืองมือการบริหารความเสี่ยงด้านสภาพคล่อง ของกองทุนรวม (liquidity risk management tools) เผยแพร่เมื่อวันที่ 5 พฤศจกิายน 2561 ส า
) ⋄ Hou, Xue, and Zhang (2015) Motivation Explaining Value Data Results Conclusions Why Does It Work? • A risk premium where investors are compensated for taking on systematic risk (Fama and French, 1993
corporate governance frameworks reduce investor confidence, and can discourage outside investment. Also, as pension funds continue to invest more in equity markets, good corporate governance is crucial for
function, internal audit, or risk management, in accordance with the Notification of the Capital Market Supervisory Board concerning Rules on Personnel in the Capital Market Business ; “ client ” means user