securities for sale to the directors or employees through a successor, the company shall not provide financial assistance or make any payment, directly or indirectly, to that successor, except in the case that
) provide sufficient measures for protection of shareholders’ rights in compliance with Clause 12, mutatis mutandis; (3) complete an offer for sale of newly issued warrants and underlying shares within one
associated company of the Company, the Company shall provide an effective procedure to prevent conflicts of interest; (d) The index shall be constantly published every business day using a media that is
prohibited characteristics under Clause 16, the SEC Office shall proceed as follows: (1) giving an opportunity for the person under consideration to provide clarification of facts; (2) presenting facts
, Huang and Thaler (2006) provide a framework to measure individual decision process when faced with gambling, we extend this to determine if different kind of gambles, stock vs. gambling, also have
-ร่าง- (UNOFFICIAL TRANSLATION) Codified up to No. 5 As of 28 November 2018 Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 39/2559 Re: Application for Approval and Granting of Approval for Offering of Newly Issued Shares _____________________ By virtue of Section 16/6 and Section 89/27 of the Securities and Exchange Act B.E. 2535 (1992), as ame...
Microsoft Word - SEA-ÃÒ©ºÑº 6-3-51.doc (Unofficial Translation)* Securities and Exchange Act (No. 4) B.E. 2551 _________________ BHU BHUMIBOL ADULYADEJ, REX., Given on the day of 23rd February B.E. 2551 Being the 63rd Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to amend the law on securities and exchange; Whereas this Act contains certain provision relating to the restriction of rights and liberties of persons wh...
, underwriters, and arrangers have of cooperating with and providing accurate and complete information to the marketplace and the CRAs they solicit to provide credit ratings. While aspects of the IOSCO CRA Code
accounting or appraisal procedures that could provide additional information. A final over-arching criterion is therefore proposed to make use of such analysis. Criterion 7: Use of project appraisals For inter
publication, in addition to compliance with Section 80 [of the Securities and Exchange Act B.E. 2535 (1992)], the approved person shall briefly provide information relating to limitation and risk issues as