the Product Restrictions of Qualifying CIS. To view: Part I : Qualifications of the CIS Operator, Trustee/Fund Supervisor, and requirements relating to Approval, Valuation, and Operational Matters
investment decisions can entail more risks. • View investing as part of the financial planning process rather than for speculative gain. 2. Investment product attributes • Identify and compare the features and
, collateral requirement and the preparation for readiness to cope with price volatility, etc.; (f) legal risk management, such as by using standard form contract or otherwise there shall be specifying the
marking to market, collateral requirement and the preparation for readiness to cope with price volatility, etc.; (f) legal risk management, such as by using standard form contract or otherwise there shall
an asset management company or a non-asset management company: obtaining approval by the SEC, and being in readiness of work systems and staffs; in case of a non-asset management company, additional
/ Financial Technology & Innovation Collaboration & Engagement Readiness • การเข้าใจบริบทของประเทศและองค์กร ตั้งเป้าหมายที่ชัดเจน และด าเนินการตามแผน G Governance Driving Industry Towards Sustainability Goal
the firm promote tax structures or products or provide tax advice - what kind of advice? How does it ensure that there is no doubt as to the related accounting treatment regarding the true and fair view
that there is no doubt as to the related accounting treatment regarding the true and fair view of the financial statements? Are any tax services provided on a contingent fee basis? Any tax services of a
amended). In this connection, the Board of Directors has verify the investor’s profile and view that such investor has sufficient fund for subscribe the newly issued shares which offering to the specific
or Preference Shares as Registered Securities B.E.2558, dated May 11, 2015 (as amended). In this connection, the Board of Directors has verify the investor’s profile and view that such investor has