อบรมหลักสูตร refresher ได้ที ่ https://www.set.or.th/professional/Download/licence/ic_ex/publice_training.html 2. ศึกษาเพิ่มเติม (CISA/CFA ระดับใด ๆ) ในช่วง 2 ปีปฏิทิน 3. ด ารงสถานภาพ * เป็นผู้จัดการ
/ INFRA / PROP Page Debenture Equity ESG Data Digital Asset Intermediary & Professional Intermediary https://secopendata.sec.or.th/Intermediaries/Professional SEC Search "virtual property" OR "digital real
, the Shares may only be offered or sold in Hong Kong to persons who are "professional investors" as defined in the Ordinance and any rules made under the Ordinance or in circumstances which are permitted
-ร่าง- (UNOFFICIAL TRANSLATION) Codified up to No. 5 As of 28 September 2018 Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 14/2558 Re: Provisions relating to Offer for Sale of Securities Issued by Foreign Company Whose Shares Have Been Traded or Are Purposed to be Traded on Foreign Exchange ___________________ By virtue of Section 16/6 of the...
ผลิตภัณฑ์ในตลาดทุนที่มีความหลากหลาย โดยมี professional มาช่วยดูแลสนับสนุนการลงทุนและช่วยสร้าง wealth creation ให้แก่ผู้ลงทุนได้มากขึ้น ข้อมูลทั่วไป ชื่อผู้ตอบ ตำแหน่ง ชื่อบริษัท เบอร์โทรศัพท์
securities and consulting financial experts licensed to give professional advice is also helpful,? added Mr. Prakit. ________________________
capital market professional, in violation of the Notification of Capital Market Supervisory Board concerning personnel in the capital market.* The SEC therefore suspended her from duty as the approved
monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened
monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened
equity, (2) the additional capital to ensure business continuity, and (3) the additional capital to cover potential liability risks due to professional negligence. Actions in case of failure to meet the