/PB_Detail.aspx?SECID=662. Stakeholders and interested parties are welcome to give comments and suggestions via the website or by phone at 0-2033-9516, 0-2263-6279, 0-2033-9882 or send email to chaowaporn

' securities trading orders. All of them admitted that the unrecorded orders were taken via mobile phone. The SEC therefore suspended them from duty as approved investment consultant for one month. For {F} and

the true owner of the trading account, and adding a new contact phone number to the client's personal profile even though there was no evidence that the client had ordered the responsible investment

office to confirm the share transfer with a person who was believed not to be the true owner of the trading account, and adding a new contact phone number to the client?s personal profile even though there

clients' securities trading orders. She then admitted that the clients' trading orders had been received via mobile phone and via blackberry messenger. In this regard, the aforesaid actions are in violation

client's child, as well as sometimes taking orders via mobile phone.{A}'s actions were deemed as obtaining authorization from client to make securities trading decisions on behalf of client; taking

admitted that he had been authorized by his clients to enter securities trading orders on the clients' behalf and then inform such client via mobile phone after the trades were executed.  {A} also admitted

its revenue from providing mobile phone service during the subscribers protection period starting from its entering into the interim subscribers protection measure pursuant to the NBTC’s Notification on

- Translation - 1 K.C. Property Public Company Limited 202 Le Concorde Office Tower, 19th Floor, Room No. 1901, Huaikhwang District, Huaikhwang Sub-District, Bangkok 10310 Telephone. 0-2276-5924

: ......................... Sub-district: ................. District: ...................... Province: .................. Telephone: ................................................... Facsimile