. Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the

offence under the second paragraph of Section 281/2, Section 305, Section 306, Section 308, Section 309, Section 310, Section 311, Section 312 or Section 313 of the Securities and Exchange Act B.E. 2535

commits an offence under the second paragraph of Section 281/2, Section 305, Section 306, Section 308, Section 309, Section 310, Section 311, Section 312 or Section 313 of the Securities and Exchange Act

TSF commits an offence under the second paragraph of Section 281/2, Section 305, Section 306, Section 308, Section 309, Section 310, Section 311, Section 312 or Section 313 of the Securities and

(all IPs) and unique Ips. • This increase is especially so for low-visibility firms as compared to high-visibility firms (as proxied by the bid-ask spread). Interpretation • When the firm has news to be

Mr. Theerawat Saekuai . for more details please see SEC news No. SEC Act (before the fifth amendment) Section 243 in conjunction with Section 83 of the Penal Code Civil Action Dated 00/00/0000

Mr. Theerawat Saekuai . for more details please see SEC news No. SEC Act (the fifth amendment) Section 244/3 in conjunction with Section 83 of the Penal Code Civil Action Dated 00/00/0000

e-service Online Submission See canceled document Derivatives Agent >> Licensed Companies   Type Title Section See Document Status Notified Date Effective Date 1. Act   The Derivatives Act B.E. 2546

e-service Online Submission See canceled document Derivatives Dealer >> Licensed Companies   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Securities and

Mr. Wasan Kiewkao Mr. Wasan Kiewkao conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives