Issuance and Offering of Debt Securities, Derivatives and Structured Products Chairman of the Sub-committee on Consideration of Regulations on Supervision of Business and Market Intermediaries, Sales Conduct
Exchange Commission Assistant Secretary-General, Fund Raising Supervision Acting Director, Corporate Monitoring Department Director, Investment Management Policy Department Director Investment
Issuing Companies and Business Takeovers Member of the Sub-committee on Consideration of Regulations on Supervision of Business and Market Intermediaries , Sales Conduct and Provision of Investment Advice
Supervision Board Members (19 November 2009 - Present) SEC Board Capital Market Supervisory Board Mrs. Pornanong Budsaratragoon Ms. Jomkwan Kongsakul Mr. Pornchai Thiraveja Mrs. Saranya Chindavanig Mr
international arena. The SEC?s 2015 plan includes self-assessment under the standards of IOSCO (International Organization of Securities Commissions) to ensure that the Thai capital market supervision is in line
implementation, while supervision of financial advisors will be strengthened on par with securities businesses in general. In addition, more emphasis will be given to the roles of executives responsible for
approved before 1 Janurary 2018) Regulations Guidelines Regulatory Summary SHARE : For More Information ContactUs Sales Conduct Supervision Department Tel. +66-2263-6134 Was this page
of consideration of my application and supervision of my duty performance throughout the approval period. For your kind consideration. Yours Sincerely, Signature
of consideration of my application and supervision of my duty performance throughout the approval period. For your kind consideration. Yours Sincerely, Signature
the execution of electronic transactions which would be deemed as fully legitimate as normal transactions, for example, transactions related to businesses under the SEC supervision, subscription